MMI Webinar: DOL Fiduciary Rule Update - What are the Implications?
June 21, 2024
10:00 AM ET
Complimentary admission
Open to non-members
Press Excluded
2024 MMI Webinar DOL Fiduciary Rule Update – What are the Implications? is submitted for 1 hour of CE credit toward CIMA®, CPWA®, CIMC®, and RMA® certifications.
Overview
Sponsored by the MMI Annuity & Insurance Solutions Community
Join us for our next Annuity and Insurance Solutions Community call as our panel discusses the sweeping implications of the Department of Labor’s Fiduciary Rule that is being phased in. How will your organization handle rollovers, what will your firm implement this year vs 2025 and what are the key concerns between now and this September? These impactful issues including the topics below will be addressed during this important discussion.
DOL Fiduciary Rule: What are the Implications for Your Organization?
- How has your organization prepared to comply with the Rule? (Impact of expedited timeline)
- What do you need from your product partners in terms for information / recorded keeping / disclosures (both asset management and insurance)
- How are you preparing your financial professionals (training / education / certification )
- Are you looking for product partners to help with any field communication and / or reinforcement of new process and procedures?
Featured Speakers
Moderator:
- Dan Wellock
SVP, Head of Relationship Management, Lincoln Financial Advisors
Panelists:
- Elizabeth Hill
Senior Vice President, Associate General Counsel, LPL Financial - Joe Toledano
Managing Director, Morgan Stanley Wealth Management - Brian Williams
Co-Chief Executive Officer, FIG
Contact
